Disclaimer and Disclosures

Market Risk & General Disclaimers

Market Risks Warning

“Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”

Loss Possibility

Market risks may result in partial or permanent loss of investments under certain market conditions.

SEBI Registration

Registration granted by SEBI and certification from NISM do not guarantee the performance of the intermediary nor assure returns to investors.

Past Performance

Past performance is not indicative of future results.

Risk Associated in Open Positions

Our recommendations may be open; we may not provide any stop-loss or target price in securities recommendations. This will cause a huge loss on your portfolio in adverse market conditions or company events.

SEBI Specified Mechanism for Fee Collection

All fee payments for research services must be made through online mode and in “AMARLAL NARAINDAS BHATIA” bank account or through the payment gateway or the Centralized Fee Collection Mechanism (CeFCoM). Payments made outside this mechanism are not considered as payment for services under SEBI regulations. No grievances in this regard will be entertained by SEBI or its recognized regulatory bodies.

No Warranties

The Research Analyst does not guarantee the accuracy, results, or reliability of content on its website, including merchantability, suitability, and non-infringement.

Exercise Caution

We provide research analysis and specific securities recommendations but do not offer portfolio management services, personal account handling, profit sharing, or risk-profiling-based investment advisory services.

Reporting Unethical Practices

  • Report any unethical practices to our support / compliance team or SEBI.
  • Compliance team email: amarsir1203@gmail.com
  • SEBI Toll-Free Number: 1800 22 7575 or 1800 266 7575

Disclosures of All Material Information — AMARLAL NARAINDAS BHATIA (INH000019284)

Business Activity

“AMARLAL NARAINDAS BHATIA” is engaged in the business of Research Analyst activities by providing Buy / Sell / Hold calls or other ratings defined to their clients. “AMARLAL NARAINDAS BHATIA” is registered as a Research Analyst under SEBI (Research Analyst) Regulations, 2014. SEBI Reg. No. INH000019284.

Disciplinary History

There has been no instance of any disciplinary action, penalty, etc. levied / passed by any regulatory or administrative agency against “AMARLAL NARAINDAS BHATIA: INH000019284” and its partners and associates.

Terms & Conditions of Issuance of Research Report

  • The research report is issued to the registered clients.
  • The research report or research recommendations are based on facts, figures, and information that are considered true, correct, and reliable.
  • The information contained herein is from publicly available data or other sources believed to be reliable.
  • We have also reviewed the research report or research recommendations for any untrue statements of material facts or any false or misleading information.
  • The report or recommendations are prepared solely for informational purposes and do not constitute an offer document or solicitation to buy, sell, hold, or subscribe for securities or other financial instruments for clients.

Risk Disclosures

  • “AMARLAL NARAINDAS BHATIA: INH000019284”, its partners, employees, officers, and affiliates are not responsible for any loss or damage that may arise to any person for any nonchalant error in the information represented in the research report or research recommendations.
  • Investors may lose their entire amount of investment or portfolio under certain market conditions, so when acting on any advice or recommendations from research reports, investors should understand their risk appetite or consult their financial advisers.
  • The research report or research recommendations do not take into account any specific investment objective, goal, financial situation, or any specific needs and objectives of any specific individual.
  • The client obtaining the research report or research recommendations should act according to his/her own risk appetite and financial position, and should also understand the risk involved in capital markets while making investments.

Ownership & Material Conflicts of Interest

  • “AMARLAL NARAINDAS BHATIA: INH000019284” or its research analysts, relatives, or associates do not have any direct or indirect financial interest in the subject company.
  • They do not have any other material conflict of interest at the time of publication of the research report.
  • They do not have actual ownership of 1% or more of the securities of the subject company.

Additional Compensation Disclosures

  • Received any compensation from the subject company in the past twelve months: NO
  • Managed or co-managed a public offering of securities for the subject in the past twelve months: NO
  • Received any compensation for investment banking, merchant banking, or brokerage services from the subject company in the past twelve months: NO
  • Received any compensation for products or services other than investment banking, merchant banking, or brokerage services from the subject company in the past twelve months: NO
  • Received any compensation or other benefits from the subject company or third party in connection with the research report: NO
  • The research analyst has not served as an officer, director, or employee of the subject company.
  • Engaged in market-making activity for the subject company: NO

Use of AI Tools in Research and Advisory Services

  • Our recommendations are based on technical and fundamental analysis with some use of AI (artificial intelligence).
  • We uphold our responsibility for client data security, confidentiality, and compliance in the use of AI.
  • AI trading risks include system vulnerabilities that can amplify errors.
  • Handling sensitive data poses privacy and security risks, including potential breaches.
  • Concerns include biased outputs, privacy violations, lack of transparency, data-quality issues, and misleading results from poor data.
  • Severe data glitches may result in significant losses related to your securities or portfolio.

Model Portfolio

“AMARLAL NARAINDAS BHATIA: INH000019284” will adhere to the Research Analysts’ Guidelines for recommending a ‘model portfolio’ whenever necessary.

Additional Information

Visit our social media and website for more details on risks, disclosures, disclaimers, terms and conditions, refund policies, SEBI Research Analyst registration details, and Compliance Officer details. Trade Name / Website: amarbhatiasir.com.

Grievance Redressal & Escalation

Raising a Complaint

If you are dissatisfied with our services, kindly raise your initial complaint to amarsir1203@gmail.com or contact +91 97123 42616.

Escalating to SEBI

If the issue remains unresolved after 7 days, or if you are still not satisfied with our response, you have the option to escalate your concern to SEBI through the following channels: